Advisory Board Member 2018
Chief Compliance Officer
35 year Wall St. career in various Capital Markets, Managerial and Compliance roles. Highlights include Market Making, Research and Sales & Trading. Managerial Roles include Branch Manager, Human Resources Manager, Chief Compliance Officer.
Employer History: Lehman Brothers, Bear Stearns, RBC Capital Markets, Pritchard Capital Partners, BGC Partners. Current: Olivetree Financial, LLC.
Professional Association: Past board member Security Traders Association of New York (STANY). Various Personal Associations in fundraising for local schools, need based scholarships, work with homeless, active in parish ministries.